Finance and Banking

SMS messaging is subject to regulations, such as FINRA 17a-4, NASD 3010, Sarbanes-Oxley, and Gramm-Leach-Bliley. Due to the phone-to-phone nature of mobile communication, complying with these regulations is more challenging than with email or IM, which are easily controlled and archived.

LegiText is the first product to solve the problem of capturing SMS communication for information control, retention, and electronic discovery. LegiText easily integrates into the enterprise's existing communication server. Now, by using LegiText with LegiAlert's ecure SMS, employees can use SMS for business purposes while meeting FINRA and other compliance regulations.